Physical Sunscreen Formulation: Essential Ingredients and Steps

Asked by: kanyarach On: August 21, 2017 Product Type: Cosmetics Answered

Question

How to formulate a physical sunscreen (Oil-in-Water emulsion) using mineral UV filters like Micronized Zinc Oxide and Micronized Titanium Dioxide (e.g., Titanium Dioxide 15nm Liquid)? Please detail the essential ingredients for both the water and oil phases, other key ingredients, and provide general mixing steps for this type of formulation.

Answer

Essential Ingredients and Steps for Formulating a Physical Sunscreen

Based on the provided ingredient list, a physical sunscreen formulation primarily relies on mineral UV filters like Zinc Oxide and Titanium Dioxide. To create a stable and effective physical sunscreen emulsion, you will need several key components:

Essential Ingredients:

  • Water Phase:

    • Water
    • Humectants (e.g., Butylene Glycol, Propanediol, Methylpropanediol, Methyl Gluceth-20, Sodium Hyaluronate) - help hydrate the skin.
    • Water-soluble thickeners/stabilizers (e.g., Xanthan Gum)
  • Oil Phase:

    • Emollients/Solvents (e.g., Isododecane, Neopentyl Glycol Diheptanoate, Dimethicone) - provide texture and help disperse UV filters.
    • Oil-soluble emulsifiers (e.g., Glyceryl Stearate and PEG-100 Stearate, Steareth-2, Steareth-21) - help mix the oil and water phases.
    • Physical UV Filters: Micronized Zinc Oxide and Micronized Titanium Dioxide - provide UV protection. These need to be properly dispersed in the oil phase.
    • Oil-soluble antioxidants (e.g., Vitamin E (Tocopheryl Acetate), Ascorbyl Tetraisopalmitate) - help protect the formula and skin.
  • Other Key Ingredients:

    • Thickeners/Rheology Modifiers (e.g., Ammonium Acryloyldimethyltaurate/VP Copolymer, Carbomer) - stabilize the emulsion and provide desired texture.
    • Preservatives (e.g., Phenoxyethanol, Caprylhydroxamic Acid) - prevent microbial growth.
    • Neutralizer (e.g., Triethanolamine) - often used to activate thickeners like Carbomer.
    • Functional Additives (e.g., Alumina) - can improve texture and UV filter dispersion.
    • Botanical Extracts (e.g., Saxifrage Sarmentosa Extract) - can provide additional skin benefits.

General Mixing Steps (for an Oil-in-Water emulsion with physical filters):

  1. Prepare the Water Phase: Combine water and water-soluble ingredients. Heat this phase to the recommended temperature (usually around 70-75°C).
  2. Prepare the Oil Phase: Combine oil-soluble ingredients. In a separate container, disperse the Micronized Zinc Oxide and Micronized Titanium Dioxide into a portion of the oil phase using a high-shear mixer until fully dispersed. Combine this dispersion with the rest of the oil phase and heat to the same temperature as the water phase.
  3. Emulsification: Slowly add the heated oil phase (containing the dispersed UV filters) to the heated water phase while mixing continuously with high shear to form a stable emulsion.
  4. Cooling: Cool the emulsion while continuing to mix at a moderate speed.
  5. Add Heat-Sensitive Ingredients: Once the emulsion has cooled below 40°C, add heat-sensitive ingredients such as preservatives, remaining thickeners (often added as a dispersion or solution), water-soluble antioxidants, humectants, and botanical extracts.
  6. Neutralization (if using Carbomer): If using a thickener like Carbomer, add the neutralizer (e.g., Triethanolamine) dropwise while mixing until the desired viscosity is achieved.
  7. Final Adjustments: Check and adjust the pH and viscosity of the final product as needed.

Creating a stable physical sunscreen requires careful selection of ingredients, precise measurements, and proper mixing techniques, especially for dispersing the mineral UV filters evenly to ensure effective and consistent UV protection.